nls new logoTo £38,000 plus excellent bonus and benefits.

J2538 - Our client is seeking a Compliance Officer to achieving a robust compliance culture throughout the organisation. You will have a basic understanding of the UK Financial Services Regulatory environment with the ability to interpret legislation quickly. Salary: To £38,000 plus excellent bonus and benefits. Location: UK, Watford

 

Job Reference: FLV/J2538
Job Title: J2538 - Compliance Officer - UK, Watford - Asset Finance
Salary: To £38,000 plus excellent bonus and benefits
Location: Various
Bonuses: Excellent
Benefits: Excellent
Job Function:  Finance & Legal
Vacancy Type:  Permanent
Asset Type / Sector: All Assets / Sector
Job Description :

J2538 - Our client is seeking a Compliance Officer to achieving a robust compliance culture throughout the organisation. You will have a basic understanding of the UK Financial Services Regulatory environment with the ability to interpret legislation quickly. Salary: To £38,000 plus excellent bonus and benefits. Location: UK, Watford

KEY ACCOUNTABILITIES:

Achieve a robust compliance culture throughout the organisation.
Identify and understand the relevant legal and regulatry environment.
Identify, assess and manage compliance risks.
Ensure local compliance with group policies on topics relating to financial crime and conduct.
Maintain and implement local policies and processes.
Perform and develop monitoring activities.
Provide assistance in developing and delivering a compliance training plan for all members.
Give advice to members on compliance topics and dilemmas.
Handle incident breaches.
Meet local, corporate and regulatory reporting requirements.

PERSON SPECIFICATION:

1-2 years’ experience in compliance.
Ideally a degree in Law, Business Studies, Finance or similar.
Basic understanding of the UK Financial Services Regulatory environment and an ability to interpret legislation quickly.
Strong interest in pursuing a career in Compliance and driving change in the business.
Knowledge of the marketplace and informed on general economic issues.
Strong commitment to delivering results.
Confidence working with personnel from all levels of an organisation, including Senior Management.
Strong interpersonal and leadership skills with the ability to influence different stakeholders.
Established analytical abilities, as well as strong project management skills.

We strongly favour applicants with proven relevant experience in Financial Services; particularly in Asset Finance and Leasing.

Consultant : Katherine Amin